CHAPTER II · MATHEMATICAL DEFINITIONS AND TEACHING

From The Foundations of Science by Henri Poincaré.

1. I should speak here of general definitions in mathematics; at least that is the title, but it will be impossible to confine myself to the subject as strictly as the rule of unity of action would require; I shall not be able to treat it without touching upon a few other related questions, and if thus I am forced from time to time to walk on the bordering flower-beds on the right or left, I pray you bear with me.

What is a good definition? For the philosopher or the scientist it is a definition which applies to all the objects defined, and only those; it is the one satisfying the rules of logic. But in teaching it is not that; a good definition is one understood by the scholars.

How does it happen that so many refuse to understand mathematics? Is that not something of a paradox? Lo and behold! a science appealing only to the fundamental principles of logic, to the principle of contradiction, for instance, to that which is the skeleton, so to speak, of our intelligence, to that of which we can not divest ourselves without ceasing to think, and there are people who find it obscure! and they are even in the majority! That they are incapable of inventing may pass, but that they do not understand the demonstrations shown them, that they remain blind when we show them a light which seems to us flashing pure flame, this it is which is altogether prodigious.

And yet there is no need of a wide experience with examinations to know that these blind men are in no wise exceptional beings. This is a problem not easy to solve, but which should engage the attention of all those wishing to devote themselves to teaching.

What is it, to understand? Has this word the same meaning for all the world? To understand the demonstration of a theorem, is that to examine successively each of the syllogisms composing it and to ascertain its correctness, its conformity to the rules of the game? Likewise, to understand a definition, is this merely to recognize that one already knows the meaning of all the terms employed and to ascertain that it implies no contradiction?

For some, yes; when they have done this, they will say: I understand.

For the majority, no. Almost all are much more exacting; they wish to know not merely whether all the syllogisms of a demonstration are correct, but why they link together in this order rather than another. In so far as to them they seem engendered by caprice and not by an intelligence always conscious of the end to be attained, they do not believe they understand.

Doubtless they are not themselves just conscious of what they crave and they could not formulate their desire, but if they do not get satisfaction, they vaguely feel that something is lacking. Then what happens? In the beginning they still perceive the proofs one puts under their eyes; but as these are connected only by too slender a thread to those which precede and those which follow, they pass without leaving any trace in their head; they are soon forgotten; a moment bright, they quickly vanish in night eternal. When they are farther on, they will no longer see even this ephemeral light, since the theorems lean one upon another and those they would need are forgotten; thus it is they become incapable of understanding mathematics.

This is not always the fault of their teacher; often their mind, which needs to perceive the guiding thread, is too lazy to seek and find it. But to come to their aid, we first must know just what hinders them.

Others will always ask of what use is it; they will not have understood if they do not find about them, in practise or in nature, the justification of such and such a mathematical concept. Under each word they wish to put a sensible image; the definition must evoke this image, so that at each stage of the demonstration they may see it transform and evolve. Only upon this condition do they comprehend and retain. Often these deceive themselves; they do not listen to the reasoning, they look at the figures; they think they have understood and they have only seen.

2. How many different tendencies! Must we combat them? Must we use them? And if we wish to combat them, which should be favored? Must we show those content with the pure logic that they have seen only one side of the matter? Or need we say to those not so cheaply satisfied that what they demand is not necessary?

In other words, should we constrain the young people to change the nature of their minds? Such an attempt would be vain; we do not possess the philosopher's stone which would enable us to transmute one into another the metals confided to us; all we can do is to work with them, adapting ourselves to their properties.

Many children are incapable of becoming mathematicians, to whom however it is necessary to teach mathematics; and the mathematicians themselves are not all cast in the same mold. To read their works suffices to distinguish among them two sorts of minds, the logicians like Weierstrass for example, the intuitives like Riemann. There is the same difference among our students. The one sort prefer to treat their problems 'by analysis' as they say, the others 'by geometry.'

It is useless to seek to change anything of that, and besides would it be desirable? It is well that there are logicians and that there are intuitives; who would dare say whether he preferred that Weierstrass had never written or that there never had been a Riemann? We must therefore resign ourselves to the diversity of minds, or better we must rejoice in it.

3. Since the word understand has many meanings, the definitions which will be best understood by some will not be best suited to others. We have those which seek to produce an image, and those where we confine ourselves to combining empty forms, perfectly intelligible, but purely intelligible, which abstraction has deprived of all matter.

I know not whether it be necessary to cite examples. Let us cite them, anyhow, and first the definition of fractions will furnish us an extreme case. In the primary schools, to define a fraction, one cuts up an apple or a pie; it is cut up mentally of course and not in reality, because I do not suppose the budget of the primary instruction allows of such prodigality. At the Normal School, on the other hand, or at the college, it is said: a fraction is the combination of two whole numbers separated by a horizontal bar; we define by conventions the operations to which these symbols may be submitted; it is proved that the rules of these operations are the same as in calculating with whole numbers, and we ascertain finally that multiplying the fraction, according to these rules, by the denominator gives the numerator. This is all very well because we are addressing young people long familiarized with the notion of fractions through having cut up apples or other objects, and whose mind, matured by a hard mathematical education, has come little by little to desire a purely logical definition. But the débutant to whom one should try to give it, how dumfounded!

Such also are the definitions found in a book justly admired and greatly honored, the _Foundations of Geometry_ by Hilbert. See in fact how he begins: _We think three systems of_ THINGS _which we shall call points, straights and planes_. What are these 'things'?

We know not, nor need we know; it would even be a pity to seek to know; all we have the right to know of them is what the assumptions tell us; this for example: _Two distinct points always determine a straight_, which is followed by this remark: _in place of determine, we may say the two points are on the straight, or the straight goes through these two points or joins the two points_.

Thus 'to be on a straight' is simply defined as synonymous with 'determine a straight.' Behold a book of which I think much good, but which I should not recommend to a school boy. Yet I could do so without fear, he would not read much of it. I have taken extreme examples and no teacher would dream of going that far. But even stopping short of such models, does he not already expose himself to the same danger?

Suppose we are in a class; the professor dictates: the circle is the locus of points of the plane equidistant from an interior point called the center. The good scholar writes this phrase in his note-book; the bad scholar draws faces; but neither understands; then the professor takes the chalk and draws a circle on the board. "Ah!" think the scholars, "why did he not say at once: a circle is a ring, we should have understood." Doubtless the professor is right. The scholars' definition would have been of no avail, since it could serve for no demonstration, since besides it would not give them the salutary habit of analyzing their conceptions. But one should show them that they do not comprehend what they think they know, lead them to be conscious of the roughness of their primitive conception, and of themselves to wish it purified and made precise.

4. I shall return to these examples; I only wished to show you the two opposed conceptions; they are in violent contrast. This contrast the history of science explains. If we read a book written fifty years ago, most of the reasoning we find there seems lacking in rigor. Then it was assumed a continuous function can change sign only by vanishing; to-day we prove it. It was assumed the ordinary rules of calculation are applicable to incommensurable numbers; to-day we prove it. Many other things were assumed which sometimes were false.

We trusted to intuition; but intuition can not give rigor, nor even certainty; we see this more and more. It tells us for instance that every curve has a tangent, that is to say that every continuous function has a derivative, and that is false. And as we sought certainty, we had to make less and less the part of intuition.

What has made necessary this evolution? We have not been slow to perceive that rigor could not be established in the reasonings, if it were not first put into the definitions.

The objects occupying mathematicians were long ill defined; we thought we knew them because we represented them with the senses or the imagination; but we had of them only a rough image and not a precise concept upon which reasoning could take hold. It is there that the logicians would have done well to direct their efforts.

So for the incommensurable number, the vague idea of continuity, which we owe to intuition, has resolved itself into a complicated system of inequalities bearing on whole numbers. Thus have finally vanished all those difficulties which frightened our fathers when they reflected upon the foundations of the infinitesimal calculus. To-day only whole numbers are left in analysis, or systems finite or infinite of whole numbers, bound by a plexus of equalities and inequalities. Mathematics we say is arithmetized.

5. But do you think mathematics has attained absolute rigor without making any sacrifice? Not at all; what it has gained in rigor it has lost in objectivity. It is by separating itself from reality that it has acquired this perfect purity. We may freely run over its whole domain, formerly bristling with obstacles, but these obstacles have not disappeared. They have only been moved to the frontier, and it would be necessary to vanquish them anew if we wished to break over this frontier to enter the realm of the practical.

We had a vague notion, formed of incongruous elements, some _a priori_, others coming from experiences more or less digested; we thought we knew, by intuition, its principal properties. To-day we reject the empiric elements, retaining only the _a priori_; one of the properties serves as definition and all the others are deduced from it by rigorous reasoning. This is all very well, but it remains to be proved that this property, which has become a definition, pertains to the real objects which experience had made known to us and whence we drew our vague intuitive notion. To prove that, it would be necessary to appeal to experience, or to make an effort of intuition, and if we could not prove it, our theorems would be perfectly rigorous, but perfectly useless.

Logic sometimes makes monsters. Since half a century we have seen arise a crowd of bizarre functions which seem to try to resemble as little as possible the honest functions which serve some purpose. No longer continuity, or perhaps continuity, but no derivatives, etc. Nay more, from the logical point of view, it is these strange functions which are the most general, those one meets without seeking no longer appear except as particular case. There remains for them only a very small corner.

Heretofore when a new function was invented, it was for some practical end; to-day they are invented expressly to put at fault the reasonings of our fathers, and one never will get from them anything more than that.

If logic were the sole guide of the teacher, it would be necessary to begin with the most general functions, that is to say with the most bizarre. It is the beginner that would have to be set grappling with this teratologic museum. If you do not do it, the logicians might say, you will achieve rigor only by stages.

6. Yes, perhaps, but we can not make so cheap of reality, and I mean not only the reality of the sensible world, which however has its worth, since it is to combat against it that nine tenths of your students ask of you weapons. There is a reality more subtile, which makes the very life of the mathematical beings, and which is quite other than logic.

Our body is formed of cells, and the cells of atoms; are these cells and these atoms then all the reality of the human body? The way these cells are arranged, whence results the unity of the individual, is it not also a reality and much more interesting?

A naturalist who never had studied the elephant except in the microscope, would he think he knew the animal adequately? It is the same in mathematics. When the logician shall have broken up each demonstration into a multitude of elementary operations, all correct, he still will not possess the whole reality; this I know not what which makes the unity of the demonstration will completely escape him.

In the edifices built up by our masters, of what use to admire the work of the mason if we can not comprehend the plan of the architect? Now pure logic can not give us this appreciation of the total effect; this we must ask of intuition.

Take for instance the idea of continuous function. This is at first only a sensible image, a mark traced by the chalk on the blackboard. Little by little it is refined; we use it to construct a complicated system of inequalities, which reproduces all the features of the primitive image; when all is done, we have _removed the centering_, as after the construction of an arch; this rough representation, support thenceforth useless, has disappeared and there remains only the edifice itself, irreproachable in the eyes of the logician. And yet, if the professor did not recall the primitive image, if he did not restore momentarily the _centering_, how could the student divine by what caprice all these inequalities have been scaffolded in this fashion one upon another? The definition would be logically correct, but it would not show him the veritable reality.

7. So back we must return; doubtless it is hard for a master to teach what does not entirely satisfy him; but the satisfaction of the master is not the unique object of teaching; we should first give attention to what the mind of the pupil is and to what we wish it to become.

Zoologists maintain that the embryonic development of an animal recapitulates in brief the whole history of its ancestors throughout geologic time. It seems it is the same in the development of minds. The teacher should make the child go over the path his fathers trod; more rapidly, but without skipping stations. For this reason, the history of science should be our first guide.

Our fathers thought they knew what a fraction was, or continuity, or the area of a curved surface; we have found they did not know it. Just so our scholars think they know it when they begin the serious study of mathematics. If without warning I tell them: "No, you do not know it; what you think you understand, you do not understand; I must prove to you what seems to you evident," and if in the demonstration I support myself upon premises which to them seem less evident than the conclusion, what shall the unfortunates think? They will think that the science of mathematics is only an arbitrary mass of useless subtilities; either they will be disgusted with it, or they will play it as a game and will reach a state of mind like that of the Greek sophists.

Later, on the contrary, when the mind of the scholar, familiarized with mathematical reasoning, has been matured by this long frequentation, the doubts will arise of themselves and then your demonstration will be welcome. It will awaken new doubts, and the questions will arise successively to the child, as they arose successively to our fathers, until perfect rigor alone can satisfy him. To doubt everything does not suffice, one must know why he doubts.

8. The principal aim of mathematical teaching is to develop certain faculties of the mind, and among them intuition is not the least precious. It is through it that the mathematical world remains in contact with the real world, and if pure mathematics could do without it, it would always be necessary to have recourse to it to fill up the chasm which separates the symbol from reality. The practician will always have need of it, and for one pure geometer there should be a hundred practicians.

The engineer should receive a complete mathematical education, but for what should it serve him?

To see the different aspects of things and see them quickly; he has no time to hunt mice. It is necessary that, in the complex physical objects presented to him, he should promptly recognize the point where the mathematical tools we have put in his hands can take hold. How could he do it if we should leave between instruments and objects the deep chasm hollowed out by the logicians?

9. Besides the engineers, other scholars, less numerous, are in their turn to become teachers; they therefore must go to the very bottom; a knowledge deep and rigorous of the first principles is for them before all indispensable. But this is no reason not to cultivate in them intuition; for they would get a false idea of the science if they never looked at it except from a single side, and besides they could not develop in their students a quality they did not themselves possess.

For the pure geometer himself, this faculty is necessary; it is by logic one demonstrates, by intuition one invents. To know how to criticize is good, to know how to create is better. You know how to recognize if a combination is correct; what a predicament if you have not the art of choosing among all the possible combinations. Logic tells us that on such and such a way we are sure not to meet any obstacle; it does not say which way leads to the end. For that it is necessary to see the end from afar, and the faculty which teaches us to see is intuition. Without it the geometer would be like a writer who should be versed in grammar but had no ideas. Now how could this faculty develop if, as soon as it showed itself, we chase it away and proscribe it, if we learn to set it at naught before knowing the good of it.

And here permit a parenthesis to insist upon the importance of written exercises. Written compositions are perhaps not sufficiently emphasized in certain examinations, at the polytechnic school, for instance. I am told they would close the door against very good scholars who have mastered the course, thoroughly understanding it, and who nevertheless are incapable of making the slightest application. I have just said the word understand has several meanings: such students only understand in the first way, and we have seen that suffices neither to make an engineer nor a geometer. Well, since choice must be made, I prefer those who understand completely.

10. But is the art of sound reasoning not also a precious thing, which the professor of mathematics ought before all to cultivate? I take good care not to forget that. It should occupy our attention and from the very beginning. I should be distressed to see geometry degenerate into I know not what tachymetry of low grade and I by no means subscribe to the extreme doctrines of certain German Oberlehrer. But there are occasions enough to exercise the scholars in correct reasoning in the parts of mathematics where the inconveniences I have pointed out do not present themselves. There are long chains of theorems where absolute logic has reigned from the very first and, so to speak, quite naturally, where the first geometers have given us models we should constantly imitate and admire.

It is in the exposition of first principles that it is necessary to avoid too much subtility; there it would be most discouraging and moreover useless. We can not prove everything and we can not define everything; and it will always be necessary to borrow from intuition; what does it matter whether it be done a little sooner or a little later, provided that in using correctly premises it has furnished us, we learn to reason soundly.

11. Is it possible to fulfill so many opposing conditions? Is this possible in particular when it is a question of giving a definition? How find a concise statement satisfying at once the uncompromising rules of logic, our desire to grasp the place of the new notion in the totality of the science, our need of thinking with images? Usually it will not be found, and this is why it is not enough to state a definition; it must be prepared for and justified.

What does that mean? You know it has often been said: every definition implies an assumption, since it affirms the existence of the object defined. The definition then will not be justified, from the purely logical point of view, until one shall have _proved_ that it involves no contradiction, neither in the terms, nor with the verities previously admitted.

But this is not enough; the definition is stated to us as a convention; but most minds will revolt if we wish to impose it upon them as an _arbitrary_ convention. They will be satisfied only when you have answered numerous questions.

Usually mathematical definitions, as M. Liard has shown, are veritable constructions built up wholly of more simple notions. But why assemble these elements in this way when a thousand other combinations were possible?

Is it by caprice? If not, why had this combination more right to exist than all the others? To what need does it respond? How was it foreseen that it would play an important rôle in the development of the science, that it would abridge our reasonings and our calculations? Is there in nature some familiar object which is so to speak the rough and vague image of it?

This is not all; if you answer all these questions in a satisfactory manner, we shall see indeed that the new-born had the right to be baptized; but neither is the choice of a name arbitrary; it is needful to explain by what analogies one has been guided and that if analogous names have been given to different things, these things at least differ only in material and are allied in form; that their properties are analogous and so to say parallel.

At this cost we may satisfy all inclinations. If the statement is correct enough to please the logician, the justification will satisfy the intuitive. But there is still a better procedure; wherever possible, the justification should precede the statement and prepare for it; one should be led on to the general statement by the study of some particular examples.

Still another thing: each of the parts of the statement of a definition has as aim to distinguish the thing to be defined from a class of other neighboring objects. The definition will be understood only when you have shown, not merely the object defined, but the neighboring objects from which it is proper to distinguish it, when you have given a grasp of the difference and when you have added explicitly: this is why in stating the definition I have said this or that.

But it is time to leave generalities and examine how the somewhat abstract principles I have expounded may be applied in arithmetic, geometry, analysis and mechanics.

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